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Glossary > 3 > "3C1" Definition

3C1

A portion of the Investment Company Act of 1940 that permits the exclusion of investment companies from standard registration requirements with the SEC if they have fewer than 100 U.S. investors.

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3C1 - A portion of the Investment Company Act of 1940 that permits the exclusion of investment companies from standard registration requirements with the SEC if they have fewer than 100 U.S. investors.

3C1 : a portion of the investment company act of 1940 that permits the exclusion of investment companies from standard registration requirements with the sec if they have fewer than 100 u.s. investors.