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Glossary > I > "Intermediary" Definition

Intermediary

A person or organisation that offers advice and arranges policies for clients. Under UK regulations, intermediaries must be either (1) "Tied", whereby they represent only one company in the case of life business or a limited number of companies for general business, or (2) "Independent", whereby there is no limit on the number of companies with which they can deal.

An agent, broker or financial institution who can give advice and act as a middle person between a company and a client conducting investment business.

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Intermediary - A person or organisation that offers advice and arranges policies for clients. Under UK regulations, intermediaries must be either (1) "Tied", whereby they represent only one company in the case of life business or a limited number of companies for general business, or (2) "Independent", whereby there is no limit on the number of companies with which they can deal.

An agent, broker or financial institution who can give advice and act as a middle person between a company and a client conducting investment business.

Intermediary : a person or organisation that offers advice and arranges policies for clients. under uk regulations, intermediaries must be either (1) "tied", whereby they represent only one company in the case of life business or a limited number of companies for general business, or (2) "independent", whereby there is no limit on the number of companies with which they can deal.

an agent, broker or financial institution who can give advice and act as a middle person between a company and a client conducting investment business.